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  • The Owner Service - managed by the Primary Node of the owner (e.g. the broker dealer, bank or exchange). This is the service that provides certificates for the Owner, presents investment opportunities to the owner, and will enable the owner to initiate trades.

    • Typically a Broker Dealer, bank, exchange etc.

    • Offer investments opportunities and assets to investors

    • Manage the investment and trading processes

    • Helps investors see their offerings across all custodians and assets classes.

  • The Custody Service - the FinID of the Owner for that specific asset - managed by the financial institution’s node that provides the Custody service.

    • Typically a Custodian

    • Keeps the investors assets segregated from the Owner service, and secure.

    • Manages the approval and signature process for transactions initiated at the Owner service.

    • Provides various custody solutions to the client (but not broker dealer services and trading).

Each of the two service nodes will be entitled to receive some information from the asset, depending on their role.

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